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Regulatory Briefing – Alternative Investment Fund Manager Directive (AIFMD)

The Alternative Investment Fund Managers Directive (AIFMD) came into force in 2011 and its objective …

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Regulatory Briefing – Market Abuse Regulation (MAR) / Criminal Sanctions Directive on Market Abuse (CSMAD)

In 2003 the EU adopted the Market Abuse Directive (MAR), which introduced the definition of …

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Regulatory Briefing – EU Benchmark Regulation

The Benchmark Regulation was put forward in September 2013 to restore confidence in benchmarks in …

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Regulatory Briefing – MiFID II / MiFIR

In 2007 the EU introduced a new transparency regime for equity instruments admitted to trading …

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Regulatory Briefing – Securities Financing Transactions Regulation (SFTR)

The Securities Financing Transactions Regulation (SFTR) is part of the EU’s initiative to regulate shadow …

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