The Securities Financing Transactions Regulation (SFTR) is part of the EU’s initiative to regulate shadow banking activities by increasing transparency in the securities markets.
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Regulatory Briefing – Alternative Investment Fund Manager Directive (AIFMD)
The Alternative Investment Fund Managers Directive (AIFMD) came into force in 2011 and its objective …
Regulatory Briefing – Market Abuse Regulation (MAR) / Criminal Sanctions Directive on Market Abuse (CSMAD)
In 2003 the EU adopted the Market Abuse Directive (MAR), which introduced the definition of …
Regulatory Briefing – EU Benchmark Regulation
The Benchmark Regulation was put forward in September 2013 to restore confidence in benchmarks in …
Regulatory Briefing – MiFID II / MiFIR
In 2007 the EU introduced a new transparency regime for equity instruments admitted to trading …
Regulatory Briefing – PRIIPs – KID Regulation
In a joint initiative between the European Banking Authority (EBA); the European Insurance and Occupational …